Databricks-Generative-AI-Engineer-Associate Exam Dumps : Databricks Certified Generative AI Engineer Associate

When addressing concerns of hallucination and data leakage in an LLM application for internal company policies, fine-tuning the model on internal data with the hope it learns data boundaries can be problematic:

Risk of Data Leakage: Fine-tuning on sensitive or confidential data does not guarantee that the model will not inadvertently include or reference this data in its outputs. There’s a risk of overfitting to the specific data details, which might lead to unintended leakage.

Hallucination: Fine-tuning does not necessarily mitigate the model's tendency to hallucinate; in fact, it might exacerbate it if the training data is not comprehensive or representative of all potential queries.

Better Approaches:

A,C, andDinvolve setting up operational safeguards and constraints that directly address data leakage and ensure responses are aligned with specific user needs and security levels.

Fine-tuning lacks the targeted control needed for such sensitive applications and can introduce new risks, making it an unsuitable approach in this context.

The task is to deploy an LLM application using Foundation Model APIs in a production environment while adhering to security best practices. Authentication is critical for securing access to Databricks resources, such as the Foundation Model API. Let’s evaluate the options based on Databricks’ security guidelines for production scenarios.

Option A: Use an access token belonging to service principals

Service principals are non-human identities designed for automated workflows and applications in Databricks. Using an access token tied to a service principal ensures that the authentication is scoped to the application, follows least-privilege principles (via role-based access control), and avoids reliance on individual user credentials. This is a security best practice for production deployments.

Databricks Reference:"For production applications, use service principals with access tokens to authenticate securely, avoiding user-specific credentials"("Databricks Security Best Practices," 2023). Additionally, the "Foundation Model API Documentation" states:"Service principal tokens are recommended for programmatic access to Foundation Model APIs."

Option B: Use a frequently rotated access token belonging to either a workspace user or a service principal

Frequent rotation enhances security by limiting token exposure, but tying the token to a workspace user introduces risks (e.g., user account changes, broader permissions). Including both user and service principal options dilutes the focus on application-specific security, making this less ideal than a service-principal-only approach. It also adds operational overhead without clear benefits over Option A.

Databricks Reference:"While token rotation is a good practice, service principals are preferred over user accounts for application authentication"("Managing Tokens in Databricks," 2023).

Option C: Use OAuth machine-to-machine authentication

OAuth M2M (e.g., client credentials flow) is a secure method for application-to-service communication, often using service principals under the hood. However, Databricks’ Foundation Model API primarily supports personal access tokens (PATs) or service principal tokens over full OAuth flows for simplicity in production setups. OAuth M2M adds complexity (e.g., managing refresh tokens) without a clear advantage in this context.

Databricks Reference:"OAuth is supported in Databricks, but service principal tokens are simpler and sufficient for most API-based workloads"("Databricks Authentication Guide," 2023).

Option D: Use an access token belonging to any workspace user

Using a user’s access token ties the application to an individual’s identity, violating security best practices. It risks exposure if the user leaves, changes roles, or has overly broad permissions, and it’s not scalable or auditable for production.

Databricks Reference:"Avoid using personal user tokens for production applications due to security and governance concerns"("Databricks Security Best Practices," 2023).

Conclusion: Option A is the best choice, as it uses a service principal’s access token, aligning with Databricks’ security best practices for production LLM applications. It ensures secure, application-specific authentication with minimal complexity, as explicitly recommended for Foundation Model API deployments.

The goal is to make fine-tuned LLMs from a production (prod) Databricks workspace available for testing in a development (dev) workspace, leveraging Unity Catalog and MLflow, while ensuring cost-effectiveness and security. Let’s analyze the options.

Option A: Use an external model registry which can be accessed from all workspaces

An external registry adds cost (e.g., hosting fees) and complexity (e.g., integration, security configurations) outside Databricks’ native ecosystem, reducing security compared to Unity Catalog’s governance.

Databricks Reference:"Unity Catalog provides a centralized, secure model registry within Databricks"("Unity Catalog Documentation," 2023).

Option B: Setup a script to export the model from prod and import it to dev

Export/import scripts require manual effort, storage for model artifacts, and repeated execution, increasing operational cost and risk (e.g., version mismatches, unsecured transfers). It’s less efficient than a native solution.

Databricks Reference: Manual processes are discouraged when Unity Catalog offers built-in sharing:"Avoid redundant workflows with Unity Catalog’s cross-workspace access"("MLflow with Unity Catalog").

Option C: Setup a duplicate training pipeline in dev, so that an identical model is available in dev

Duplicating the training pipeline doubles compute and storage costs, as it retrains the model from scratch. It’s neither cost-effective nor necessary when the prod model can be reused securely.

Databricks Reference:"Re-running training is resource-intensive; leverage existing models where possible"("Generative AI Engineer Guide").

Option D: Use MLflow to log the model directly into Unity Catalog, and enable READ access in the dev workspace to the model

Unity Catalog, integrated with MLflow, allows models logged in prod to be centrally managed and accessed across workspaces with fine-grained permissions (e.g., READ for dev). This is cost-effective (no extra infrastructure or retraining) and secure (governed by Databricks’ access controls).

Databricks Reference:"Log models to Unity Catalog via MLflow, then grant access to other workspaces securely"("MLflow Model Registry with Unity Catalog," 2023).

Conclusion: Option D leverages Databricks’ native tools (MLflow and Unity Catalog) for a seamless, cost-effective, and secure solution, avoiding external systems, manual scripts, or redundant training.