PECB ISO-IEC-27001-Lead-Auditor Exam With Confidence Using Practice Dumps

A follow-up audit may be carried out where nonconformities are major. This is true because a major nonconformity is a situation that raises significant doubt about the ability of the organization’s management system to achieve its intended results, and therefore requires immediate corrective action. A follow-up audit is necessary to verify the effectiveness of the corrective action and the conformity of the management system12.

A follow-up audit may be carried out where nonconformities are minor. This is true because a minor nonconformity is a situation that does not affect the capability of the management system to achieve its intended results, but represents a deviation from the specified requirements. A follow-up audit may be conducted to check the implementation of the corrective action and the improvement of the management system12.

The outcomes of a follow-up audit should be reported to top management and the audit team leader who carried out the audit where the nonconformities were initially identified. This is true because the top management is responsible for ensuring the effectiveness and continual improvement of the management system, and the audit team leader is accountable for the audit process and the audit conclusions. The follow-up audit report should provide them with objective evidence of the status of the nonconformities and the corrective actions taken by the auditee13.

The outcomes of a follow-up audit should be reported to the individual managing the audit programme and the audit client. This is true because the individual managing the audit programme is responsible for planning, implementing, monitoring and reviewing the audit activities, and the audit client is the organization or person requesting an audit. The follow-up audit report should inform them of the results of the follow-up audit and any changes in the certification status of the auditee13.

References :=

ISO 19011:2022 Guidelines for auditing management systems

ISO/IEC 27001:2022 Information technology — Security techniques — Information security management systems — Requirements

ISO/IEC 17021-1:2022 Conformity assessment — Requirements for bodies providing audit and certification of management systems — Part 1: Requirements

The unfavorable recommendation for certification is best justified by the major nonconformity related to storing sensitive information in removable media, making option A the correct answer. ISO/IEC 27001 certification decisions are heavily influenced by the presence and effective resolution of major nonconformities, particularly those that expose the organization to significant information security risks.

In this scenario, sensitive information was stored on removable media in violation of Trustingo’s own information classification scheme. This represents a serious breakdown in control implementation and creates a high risk of data leakage, loss, or unauthorized disclosure. Such a condition is typically classified as a major nonconformity because it demonstrates a failure to effectively implement and enforce ISMS controls related to information handling and protection.

While the lack of an information labeling procedure is a valid nonconformity, it is generally considered minor when viewed in isolation. Option B therefore does not sufficiently justify an unfavorable certification recommendation on its own. Option C is also incorrect because submitting the action plan earlier than the agreed timeline is not a negative factor and does not breach certification requirements.

Even though Trustingo submitted an action plan, its lack of sufficient detail prevented the certification body from confirming that the major nonconformity would be effectively corrected and prevented from recurring. Therefore, the unresolved major nonconformity related to sensitive information on removable media is the primary justification for the unfavorable certification recommendation.

According to ISO/IEC 27001, the scope of an ISMS must be defined and documented. This documentation should include the boundaries and applicability of the information security management system, which helps in defining what information, locations, and assets are covered under the ISMS.