Selected SY0-701 CompTIA Security+ Questions Answers

A legal hold (also known as a litigation hold) is a notification sent from an organization’s legal team to employees instructing them not to delete electronically stored information (ESI) or discard paper documents that may be relevant to a new or imminent legal case. A legal hold is intended to preserve evidence and prevent spoliation, which is the intentional or negligent destruction of evidence that could harm a party’s case. A legal hold can be triggered by various events, such as a lawsuit, a regulatory investigation, or a subpoena12

In this scenario, the company’s attorneys have requested that the security team initiate a legal hold in response to the lawsuit filed by the customers after the company was compromised. This means that the security team will most likely be required to retain any communications related to the security breach until further notice. This could include emails, instant messages, reports, logs, memos, or any other documents that could be relevant to the lawsuit. The security team should also inform the relevant custodians (the employees who have access to or control over the ESI) of their preservation obligations and monitor their compliance. The security team should also document the legal hold process and its scope, as well as take steps to protect the ESI from alteration, deletion, or loss34

EDR (Endpoint Detection and Response) solutions monitor endpoint activities in real-time and can prevent malicious files from being downloaded or executed by detecting suspicious behaviors. In this case, EDR would block the download or alert the security team.

DLP (Data Loss Prevention) prevents unauthorized data exfiltration rather than blocking malware downloads. FIM (File Integrity Monitoring) tracks changes to files but doesn’t prevent downloads. NAC (Network Access Control) controls device access to the network but does not directly block file downloads.

EDR's proactive blocking capabilities are covered under the Security Operations domain in SY0-701【6:Chapter 11†CompTIA Security+ Study Guide】.

 An acceptable use policy (AUP) is a set of rules that govern how users can access and use a corporate network or the internet. The AUP helps companies minimize their exposure to cyber security threats and limit other risks. The AUP also serves as a notice to users about what they are not allowed to do and protects the company against misuse of their network. Users usually have to acknowledge that they understand and agree to the rules before accessing the network1.

An AUP best represents a preventive security control type, because it aims to deter or stop potential security incidents from occurring in the first place. A preventive control is proactive and anticipates possible threats and vulnerabilities, and implements measures to prevent themfrom exploiting or harming the system or the data. A preventive control can be physical, technical, or administrative in nature2.

Some examples of preventive controls are:

Locks, fences, or guards that prevent unauthorized physical access to a facility or a device

Firewalls, antivirus software, or encryption that prevent unauthorized logical access to a network or a system

Policies, procedures, or training that prevent unauthorized or inappropriate actions or behaviors by users or employees

An AUP is an example of an administrative preventive control, because it defines the policies and procedures that users must follow to ensure the security and proper use of the network and the IT resources. An AUP can prevent users from engaging in activities that could compromise the security, performance, or availability of the network or the system, such as:

Downloading or installing unauthorized or malicious software

Accessing or sharing sensitive or confidential information without authorization or encryption

Using the network or the system for personal, illegal, or unethical purposes

Bypassing or disabling security controls or mechanisms

Connecting unsecured or unapproved devices to the network

By enforcing an AUP, a company can prevent or reduce the likelihood of security breaches, data loss, legal liability, or reputational damage caused by user actions or inactions3.

References = 1: How to Create an Acceptable Use Policy - CoreTech, 2: [Security Control Types: Preventive, Detective, Corrective, and Compensating], 3: Why You Need A Corporate Acceptable Use Policy - CompTIA