Series-7 Exam Dumps : Series 7 General Securities Representative Qualification Examination (GS)

inventory. A manufacturer will normally have more inventory than accounts receivable and notes receivable. Sales is not an asset category.

the names of the underwriting syndicate members. At the time the notice of sale is published, the syndicate has generally not been formed. All the other information is required.

a custodian under UGMA. The Uniform Gifts to Minors Act requires securities registration in the name of the custodian for the benefit of the minor. A margin account does not qualify because such an account has all securities registered in street name.