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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
FINRA Other Certification
Vendor:
FINRA
Questions:
400
Last Updated:
Apr 3, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (Series 7 General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

Bubba wishes to invest $50,000 in three mutual funds offered by different underwriters with growth as the main objective. A recommendation to purchase only one such fund for $50,000 might be more suitable to Bubba if:

Options:

A.

the growth in one fund will be greater than the combined growth in three

B.

the income from one fund will be greater than the combined income in three

C.

a withdrawal plan would be easier to employ using a single fund

D.

the purchase of one fund would probably be made at a break point allowing more dollars to be invested in fund shares

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Question 2

Bubba owns stock with cumulative voting rights. There are five vacancies on a board and he owns 100 shares of stock. Bubba is entitled to cast the following votes:

Options:

A.

a total of 100 votes

B.

a total of 100 votes per

C.

a total of 500 votes

D.

you are not allowed to vote

Question 3

Bubba has been classified as a restricted person according to Rule 2790. He may purchase equity securities of an IPO except:

Options:

A.

to purchase securities to avoid dilution

B.

when the new issue of securities is purchased pursuant to a stand-by agreement

C.

when the transaction is exempt by an order of the FINRA

D.

when the new issue of securities is purchased pursuant to a best effort basis

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