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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
General Securities Representative Qualification Examination (GS)
Certification:
FINRA Other Certification
Vendor:
FINRA
Questions:
400
Last Updated:
Dec 22, 2024
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2024 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

Bubba has been classified as a restricted person according to Rule 2790. He may purchase equity securities of an IPO except:

Options:

A.

to purchase securities to avoid dilution

B.

when the new issue of securities is purchased pursuant to a stand-by agreement

C.

when the transaction is exempt by an order of the FINRA

D.

when the new issue of securities is purchased pursuant to a best effort basis

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Question 2

The amount for which the securities of a close-end investment company are selling above net asset value is know as:

Options:

A.

premium

B.

discount

C.

commission

D.

sales charge

Question 3

Which of the following best describes phantom income?

Options:

A.

income from deductions and tax credits

B.

the non-taxable portion of a distribution

C.

income received but not reported

D.

income reported but not received

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