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Total 400 questions
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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 29

Bubba owns stock with cumulative voting rights. There are five vacancies on a board and he owns 100 shares of stock. Bubba is entitled to cast the following votes:

Options:

A.

a total of 100 votes

B.

a total of 100 votes per

C.

a total of 500 votes

D.

you are not allowed to vote

Question 30

The minimum denomination for a US treasury bond is:

Options:

A.

$100

B.

$1,000

C.

$10,000

D.

$100,000

Question 31

Which of the following stock exchanges is not registered with the SEC?

Options:

A.

Pacific Stock Exchange

B.

Boston Stock Exchange

C.

Chicago Stock Exchange

D.

all are registered

Question 32

Under which of the following conditions are homeowners most likely to refinance existing mortgages?

Options:

A.

when interest rates rise

B.

when interest rates fall

C.

when interest rates are stable

D.

when the yield curve is inverted

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Total 400 questions
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