A prospective client walks into an accounting firm wanting to incorporate a company. The accountant feels uncomfortable after the meeting.
Which two of the accountant's observations warrant escalation to the compliance officer? (Select Two.)
The US Department of the Treasury notes that which of the following represent high money laundering risk when de-risked from traditional financial institutions (FIs)? (Choose two.)
A sound AML compliance program requires a comprehensive governance framework that addresses key elements to ensure the integrity of the financial system.
Which element forms the starting point of an effective AML compliance program?
When considering purchasing AFC tools from a vendor to implement into the customer lifecycle, which of the following measures should be taken during the process? (Choose two.)
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