3I0-012 VCE Exam Download

ACI Dealing Certificate Questions and Answers

Question 33

What is the maximum maturity of a London CD?

Options:

One year

270 days

183 days

5years

Question 34

Which type of repo is the least risky for the buyer?

Options:

Delivery repo

HlC repo

Tri-party repo

There is no real difference

Question 35

In spite of having agreed to a deal, dealers are not bound to its terms if it is “subject to documentation”. What position does the Model Code take with regard to this practice?

Options:

The practice of making a transaction subject to documentation is not regarded as good practice.

It urges dealers to be bear in mind that this is a common practice for capital market deals.

The Model Code does not comment on the matter.

It recommends that national ACI Associations deal with this issue according to their local customs.

Question 36

When an employee executes a personal trade in advance of a client’s or institution’s order to benefit from the anticipated movement in the market price following the execution of a large trade, it is called:

Options:

front running

ex ante trading

insider dealing

forward-facing

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ACI Dealing Certificate Questions and Answers

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CompTIA

Fortinet

Microsoft

Salesforce