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3I0-012 Exam Dumps : ACI Dealing Certificate

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ACI Dealing Certificate Questions and Answers

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Question 1

You have received a gift from a good friend who also happens to be your USD/YEN broker. Under such circumstances, the Model Code recommends that you should:

Options:

A.

Always decline gifts.

B.

Give the gift to charity.

C.

Keepthe gift.

D.

Report the gift to management.

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Question 2

What is the ISO code for the currency of Hungary?

Options:

A.

HUG

B.

HKD

C.

HRN

D.

HUF

Question 3

Which of the following risks are considered market risks?

Options:

A.

interest rate, currency, equity and commodity risk

B.

interest rate, currency, equity and default risk

C.

interest rate, equity, liquidity and default risk

D.

legal, reputation and regulatory risk

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