3I0-012 Exam Dumps : ACI Dealing Certificate

they have good track records in dealing both for their institution and for themselves

there have been no previous conflicts of interest in the dealing room

there is a clearly defined and written policy about the matter

the dealers see no conflict of interest in such dealing

verbal agreements are considered binding

written confirmations always override terms verbally agreed to

deals agreed to verbally can be done subject to documentation

verbal agreements are never to be considered legally binding

You may not be able to ensure that your firm can avoid suspicion of trading on non-public information or other allegations of bad or illegal trading practice.

You may not be able to net your exposure in an insolvency.

You may not be able to net your exposure for capital adequacy purposes.

All of the above.