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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
Vendor:
Questions:
400
Last Updated:
Apr 3, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

What percentage of maintenance charges and debt service are covered by the rate covenant of a revenue bond issued to finance a municipal toll road?

Options:

A.

75%

B.

100%

C.

120%

D.

150%

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Question 2

Which of the following is an analyst most likely to classify as a defensive issue?

Options:

A.

the securities of a company that airplanes to the military

B.

a stock of a large company

C.

the common stock of a utility company

D.

a corporate bond

Question 3

Service charges by a FINRA dealer for transfer and safekeeping of customer securities held in street name:

Options:

A.

may not be levied under FINRA Conduct Rules

B.

may not be levied unless there is no trading in the account for more than six months

C.

may be levied only if the security has a value of less than $5,000

D.

may be levied only if the charge if fair, reasonable, and non-discriminatory