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CSI CSC1 Exam With Confidence Using Practice Dumps

Exam Code:
CSC1
Exam Name:
Canadian Securities Course Exam 1
Vendor:
Questions:
100
Last Updated:
Apr 3, 2025
Exam Status:
Stable
CSI CSC1

CSC1: Canadian Securities Course Exam 2025 Study Guide Pdf and Test Engine

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Canadian Securities Course Exam 1 Questions and Answers

Question 1

Which trend affecting the financialservices industry has resulted inthe significant use ETFs?

Options:

A.

The rise of financialtechnology companies

B.

The shift towardsdefined contribution plans

C.

The emergence of cryptocurrency

D.

The popularity of robo-advisors

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Question 2

Which condition must exist for a company to issue a short Form prospectus?

Options:

A.

The offering is for the purpose of financing a material change in the issuer's business

B.

it already has securities listed and posted for tracing or quoted on an eligible exchange

C.

Its principal asset is cash or cash equivalents, or exchange listing

D.

it is exclusively a reporting issuer in foreign Jurisdictions.

Question 3

Which activity performed bythe Bank of Canada reflects role as the fiscal agent for the federal government?

Options:

A.

Preserving the value of the Canadian dollar by keeping inflation low

B.

Designing and distributing bank notes.

C.

Providing advice on debt Issuances based on its assessment of the capital markets.

D.

Working with domestic and international regulatory bodies