IIA-CFSA Exam Results

The responsibility of setting an estate includes:

Call provisions are often part of ______________, but usually not bonds issued by ______________.

Occasionally, a company will issue additional shares of its stocks, called ____________, to raise additional capital.

I- With reference to the granting of customer credit lines a thorough analysis of the customer’s overall financial position is performed prior to trading authorization.

II-confirmations of each transaction are sent to customers indicating the quantity, delivery month and the contract price to ensure the integrity of transactions.

III-Original margin deposits in cash or acceptable securities to guarantee performance of contracts are determined in accordance These all are adequate procedures and controls associated with: