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ICMA SOFQ Exam With Confidence Using Practice Dumps

Exam Code:
SOFQ
Exam Name:
Securities Operations Foundation Qualification (SOFQ)
Vendor:
Questions:
50
Last Updated:
Nov 23, 2024
Exam Status:
Stable
ICMA SOFQ

SOFQ: Securities Operations Foundation Exam 2024 Study Guide Pdf and Test Engine

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Securities Operations Foundation Qualification (SOFQ) Questions and Answers

Question 1

Bond types that are traded at a deeply discounted price are:

Options:

A.

Floating rate notes

B.

Zero coupon bonds

C.

Convertible bonds and Exchangeable bonds

D.

Fixed rate bonds

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Question 2

Internal trading systems typically do not:

Options:

A.

Reflect the firm's settled positions at CSDs/custodians

B.

Have the capability to capture new trades

C.

Hold the firm's current trading positions

D.

Have the capability to amend and cancel trades

Question 3

The ISIN stands for:

Options:

A.

International Securities Identification Number; a 13-character alpha-numeric code

B.

International Secondary ID Notation; a 13-character alpha-numeric code

C.

International Securities Identification Number; a 12-character alpha-numeric code

D.

International Secondary ID Notation; a 12-character alpha-numeric code